CAP 571AE SECURITIES AND FUTUR-法律法规_湾区律师网
CAP 571AE SECURITIES AND FUTUR-法律法规
2022-08-05 00:27:47 浏览：1269 来源：网络
【法规名称】 CAP 571AE SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER ...
【法规名称】
【法规编号】 82393 什么是编号？
【正 文】
CAP 571AE SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER
| (Cap 571, section 25) [1 April 2003] L.N. 12 of 2003 (L.N. 227 of 2002) Cap 571AE s 1 (Omitted as spent) (Omitted as spent) Cap 571AE s 2 Application Nothing in this Order applies to a prospectus offering for subscription or purchase interests in a collective investment scheme, the issue of which- (a) would be an offence under section 103(1)(b) of the Ordinance; or (b) is exempted from the application of section 103(1)(b) of the Ordinance solely by virtue of section 103(3)(h) of the Ordinance. Cap 571AE s 3 Transfer of functions of the Commission The functions conferred upon the Commission by sections 38B(2A)(b), 38D(3) and (5) and 342C(3) and (5) of the Companies Ordinance (Cap 32) are transferred to the Stock Exchange Company- (a) to the extent that they relate to any prospectus which is concerned with any shares in or debentures of a corporation that have been approved by the Stock Exchange Company for listing on a recognized stock market; and (b) subject to the reservation that the Commission is to perform the functions concurrently with the Stock Exchange Company. Cap 571AE s 4 Fees The Stock Exchange Company is entitled to charge and retain any fees payable in relation to its performance of functions transferred under this Order which, had this Order not been made, would be payable to the Commission under the Securities and Futures (Fees) Rules (Cap 571 sub. leg. AF) in relation to the performance by the Commission of such functions. |
高级合伙人 王博律师
广东华商律师事务所
知识产权，合同纠纷，经济纠纷，医疗纠纷，房产纠纷，公司风控，企业顾问等
曾任中南财经政法大学知识产权研究中心研究员、武汉市江汉区司法局副局长、民革江汉区工委副主委等。现任华商律师事务所高级合伙人、香港律师会登记备案律师、香港张嘉伟律师事务所中国法首席顾问，多地仲裁员。兼任：武汉大学研究员、研究生校外导师，西北政法大学客座教授、研究生校外导师，中南财经政法大学知识产权（学院）研究中心研究员，南京理工大学/江苏商标品牌研究中心研究员，暨南大学、深圳大学等高校法学院研究生校外导师，深圳市知识产权专家库专家，佛山市知识产权侵权检验鉴定专家库专家，秦皇岛市知识产权专家库专家等。 擅长：知识产权、婚姻继承、合同纠纷、公司事务等民商事业务争端解决及刑事辩护，尤其擅长各类刑民交叉等疑难复杂案件的诉讼业务，对重大疑难案件的解决方案具有丰富经验。评论区
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