CAP 571AE SECURITIES AND FUTUR-法律法规_湾区律师网
CAP 571AE SECURITIES AND FUTUR-法律法规
2022-08-05 00:27:47 浏览：1185 来源：网络
【法规名称】 CAP 571AE SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER ...
【法规名称】
【法规编号】 82393 什么是编号？
【正 文】
CAP 571AE SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER
| (Cap 571, section 25) [1 April 2003] L.N. 12 of 2003 (L.N. 227 of 2002) Cap 571AE s 1 (Omitted as spent) (Omitted as spent) Cap 571AE s 2 Application Nothing in this Order applies to a prospectus offering for subscription or purchase interests in a collective investment scheme, the issue of which- (a) would be an offence under section 103(1)(b) of the Ordinance; or (b) is exempted from the application of section 103(1)(b) of the Ordinance solely by virtue of section 103(3)(h) of the Ordinance. Cap 571AE s 3 Transfer of functions of the Commission The functions conferred upon the Commission by sections 38B(2A)(b), 38D(3) and (5) and 342C(3) and (5) of the Companies Ordinance (Cap 32) are transferred to the Stock Exchange Company- (a) to the extent that they relate to any prospectus which is concerned with any shares in or debentures of a corporation that have been approved by the Stock Exchange Company for listing on a recognized stock market; and (b) subject to the reservation that the Commission is to perform the functions concurrently with the Stock Exchange Company. Cap 571AE s 4 Fees The Stock Exchange Company is entitled to charge and retain any fees payable in relation to its performance of functions transferred under this Order which, had this Order not been made, would be payable to the Commission under the Securities and Futures (Fees) Rules (Cap 571 sub. leg. AF) in relation to the performance by the Commission of such functions. |
高级合伙人 王博律师
广东华商律师事务所
知识产权，合同纠纷，经济纠纷，医疗纠纷，房产纠纷，公司风控，企业顾问等
王博律师，武汉大学法学博士、博士后。曾任中南财经政法大学知识产权研究中心研究员，现任武汉大学知识产权与竞争法研究所研究员，广东华商律师事务所高级合伙人，南京理工大学法学院硕士生校外导师，汕头仲裁委仲裁员，佛山市知识产权侵权检验鉴定专家库专家等。评论区
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